SEC FORM
3
SEC Form 3
FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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OMB APPROVAL |
OMB Number: |
3235-0104 |
Estimated average burden |
hours per response: |
0.5 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 04/12/2006
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3. Issuer Name and Ticker or Trading Symbol
Vanda Pharmaceuticals Inc.
[ VNDA ]
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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Director |
X |
10% Owner |
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Officer (give title below) |
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Other (specify below) |
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5. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Form filed by One Reporting Person |
X |
Form filed by More than One Reporting Person |
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Table I - Non-Derivative Securities Beneficially Owned |
1. Title of Security (Instr.
4)
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2.
Amount of Securities Beneficially Owned (Instr.
4)
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3. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
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4. Nature of Indirect Beneficial Ownership (Instr.
5)
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Common Stock |
1,480
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I |
See Footnote
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivative Security (Instr.
4)
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2. Date Exercisable and Expiration Date
(Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr.
4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
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6. Nature of Indirect Beneficial Ownership (Instr.
5)
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Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Series A Preferred Stock |
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Common Stock |
1,479,867
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I |
See Footnote
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Series B Preferred Stock |
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Common Stock |
1,091,321
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I |
See Footnote
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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Explanation of Responses: |
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/s/ Sze Kuan Sim, Authorized Signatory |
04/12/2006 |
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** Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* If the form is filed by more than one reporting person,
see
Instruction
5
(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
Exhibit 24
STATEMENT APPOINTING DESIGNATED FILER
AND
AUTHORIZED SIGNATORY
April 12, 2006
Each of the entities
listed on SCHEDULE A attached hereto
(each a "Reporting Person") hereby
authorizes and designates
Biomedical Sciences Investment Fund Pte. Ltd.
(the "Designated
Filer"), to prepare and file on behalf of such Reporting
Person
individually, or jointly together with other Reporting Persons,
any and all reports, notices, communications and other documents
(including, but not limited to, reports on Schedule 13D, Schedule
13G,
Form 3, Form 4 and Form 5) that such Reporting Person may
be required to
file with the United States Securities and Exchange
Commission or with
any regulatory body, including United States
federal, state and
self-regulatory bodies, with respect to the
Reporting Person's ownership
of, or transactions in, the securities
of any entity whose securities are
beneficially owned (directly or
indirectly) by such Reporting Person
(collectively, the "Reports").
Each Reporting Person hereby further
authorizes and designates
Sze Kuan Sim (the "Authorized Signatory") to
execute and file on
behalf of such Reporting Person the Reports and to
perform any
and all other acts, which in the opinion of a Designated
Filer or
such Authorized Signatory may be necessary or incidental to the
performance of the foregoing powers herein granted.
The authority
of the Designated Filer and Authorized Signatory under
this document
with respect to each Reporting Person shall continue until
such Reporting
Person is no longer required to file any Reports with respect
to the
Reporting Person's ownership of, or transactions in, securities, unless
earlier revoked in writing. Each Reporting Person acknowledges that the
Designated Filer and the Authorized Signatory are not assuming any of the
Reporting Person's responsibilities to comply with any United States
federal
or state law or with any regulations promulgated thereto.
SCHEDULE A
BIOMEDICAL SCIENCES INVESTMENT FUND PTE. LTD.
BIO*ONE
CAPITAL PTE LTD.
EDB INVESTMENTS PTE LTD.
In Witness Whereof,
the undersigned have caused this Statement
Appointing Designated Filer
and Authorized Signatory to be effective
as of April 12, 2006.
Reporting Persons:
April 12, 2006
BIOMEDICAL SCIENCES
INVESTMENT FUND PTE. LTD.
By: /s/ Chu Swee Yeok
Name:
Chu Swee Yeok
Title: Director
April 12, 2006
BIO*ONE CAPITAL PTE LTD.
By: /s/ Chu Swee Yeok
Name:
Chu Swee Yeok
Title: Chief Executive Officer
April
12, 2006
EDB INVESTMENTS PTE LTD.
By: /s/ Anna Chan
Name: Anna Chan
Title: Director Investments
Exhibit 99
JOINT FILER INFORMATION
Joint Filer Name:
Bio*One Capital Pte Ltd.
Relationship to Issuer: 10% Owner
Address: 20 Biopolis Way, #09-01 Centros, Singapore 138668
Designated Filer: Biomedical Sciences Investment Fund Pte Ltd.
Date of Event
Requiring Statement: April 12, 2006
Issuer Name
and Ticker
or Trading Symbol: Vanda Pharmaceuticals, Inc. (VNDA)
Signature Bio*One Capital Pte Ltd.
By: /s/ Sze Kuan Sim
-----------------------------------
Sze Kuan Sim,
Authorized Signatory
Joint Filer Name: EDB Investments Pte
Ltd.
Relationship to Issuer: 10% Owner
Address: 20
Biopolis Way, #09-01 Centros, Singapore 138668
Designated Filer:
Biomedical Sciences Investment Fund Pte Ltd.
Date of Event
Requiring Statement: April 12, 2006
Issuer Name and Ticker
or
Trading Symbol: Vanda Pharmaceuticals, Inc. (VNDA)
Signature EDB
Investments Pte Ltd.
By: /s/ Sze Kuan Sim
- -----------------------------------
Sze Kuan Sim, Authorized
Signatory