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As filed with the Securities and Exchange Commission on January 19, 2007
Registration No. 333-
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM S-1
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
Vanda Pharmaceuticals Inc.
(Exact Name of Registrant as Specified in its Charter)
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Delaware
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2834
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03-0491827 |
(State or Other Jurisdiction of
Incorporation or Organization)
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(Primary Standard Industrial
Classification Code Number)
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(I.R.S. Employer
Identification Number) |
9605 Medical Center Drive
Suite 300
Rockville, Maryland 20850
(240) 599-4500
(Address, including zip code and telephone number, including area code, of registrants principal executive offices)
Mihael H. Polymeropoulos, M.D.
Chief Executive Officer
9605 Medical Center Drive
Suite 300
Rockville, Maryland 20850
(240) 599-4500
(Name, address, including zip code and telephone number, including area code, of agent for service)
Copies to:
Jay K. Hachigian, Esq.
Gregg A. Griner, Esq.
Gunderson Dettmer Stough
Villeneuve Franklin & Hachigian, LLP
610 Lincoln Street
Waltham, MA 02451
(781) 890-8800
Richard D. Truesdell, Jr., Esq.
Davis Polk & Wardwell
450 Lexington Avenue
New York, NY 10017
(212) 450-4000
Approximate date of commencement of proposed sale to the public:
As soon as practicable after the effective date of this Registration Statement.
If any of the securities being registered on this Form are to be offered on a delayed or
continuous basis pursuant to Rule 415 under the Securities Act, as amended, check the following
box. o
If this Form is filed to register additional securities for an offering pursuant to Rule
462(b) under the Securities Act, please check the following box and list the Securities Act
registration statement number of the earlier effective registration statement for the same
offering. x 333-139485
If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities
Act, check the following box and list the Securities Act registration statement number of the
earlier effective registration statement for the same offering. o
If this form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities
Act, check the following box and list the Securities Act registration statement number of the
earlier effective registration statement for the same offering. o
CALCULATION OF REGISTRATION FEE
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Proposed Maximum |
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Title of Each Class of |
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Aggregate |
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Amount of |
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Securities to be Registered |
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Offering Price (1)(2) |
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Registration Fee (3) |
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Common Stock, $0.001 par value |
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$9,415,050 |
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$1,007.42 |
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(1) |
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Includes offering price of shares of common stock that may be
purchased by the underwriters to cover over-allotments, if any, |
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(2) |
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Based on the public offering price of $27.29 per share. |
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(3) |
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The Registrant previously registered an aggregate of $105,092,750
worth of its common stock on a Registration Statement on Form S-1 (Reg.
No. 333-139485), for which filing fees of $11,244.92 were paid. |
TABLE OF CONTENTS
EXPLANATORY NOTE
This Registration Statement is being filed pursuant to Rule 462(b) under the Securities Act of
1933, as amended, for the sole purpose of registering an increase in the proposed maximum aggregate
offering price of $9,415,050. The contents of the Registration Statement on Form S-1 (Reg. No.
333-139485) filed by Vanda Pharmaceuticals Inc. on December 19, 2006, as amended, and declared effective by the Securities and Exchange Commission on January 18,
2007, including the Exhibits thereto, are incorporated herein by reference.
PART II
INFORMATION NOT REQUIRED IN PROSPECTUS
Item 16. Exhibits and Financial Statement Schedules
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Exhibit No. |
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Description |
5.1
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Opinion of Gunderson Dettmer Stough Villeneuve Franklin & Hachigian, LLP. |
23.1
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Consent of Gunderson Dettmer Stough Villeneuve Franklin & Hachigian, LLP (contained in
Exhibit 5.1). |
23.2
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Consent of PricewaterhouseCoopers LLP, Independent Registered Public Accounting Firm.
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24.1 *
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Power of Attorney. |
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Incorporated by reference to Vanda Pharmaceuticals Inc.s Registration Statement on Form S-1,
as amended (Reg. No. 333-139485). |
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused
this registration statement to be signed on its behalf by the undersigned, thereunto duly
authorized, in Rockville, Maryland, on this 19th day of January,
2007.
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VANDA PHARMACEUTICALS INC.
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By: |
/s/ Mihael H. Polymeropoulos, M.D.
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Mihael H. Polymeropoulos, M.D. |
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Chief Executive Officer |
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Pursuant to the requirements of the Securities Act of 1933, as amended, this registration
statement has been signed by the following persons on behalf of the registrant and in the
capacities and on the dates indicated:
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Name |
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Title |
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Date |
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/s/ Mihael H. Polymeropoulos, M.D.
Mihael H. Polymeropoulos, M.D |
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President, Chief Executive Officer and
Director (principal executive
officer)
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January 19, 2007 |
/s/ Steven A. Shallcross
Steven A. Shallcross |
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Senior Vice President, Chief
Financial Officer and Treasurer (principal financial
and accounting officer)
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January 19, 2007 |
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Argeris N. Karabelas, Ph.D |
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Director
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January 19, 2007 |
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Brian K. Halak, Ph.D. |
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Director
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January 19, 2007 |
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H. Thomas Watkins |
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Director
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January 19, 2007 |
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David Ramsay |
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Director
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January 19, 2007 |
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James B. Tananbaum, M.D. |
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Director
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January 19, 2007 |
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Richard W. Dugan |
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Director
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January 19, 2007 |
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*By: |
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/s/ Mihael H. Polymeropoulos, M.D.
Mihael H. Polymeropoulos, M.D.
Attorney-in-Fact |
INDEX TO EXHIBITS
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Exhibit No. |
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Description |
5.1
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Opinion of Gunderson Dettmer Stough Villeneuve Franklin & Hachigian, LLP. |
23.2
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Consent of PricewaterhouseCoopers LLP, Independent Registered Public Accounting Firm. |
23.3
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Consent of Gunderson Dettmer Stough Villeneuve Franklin & Hachigian, LLP (contained in Exhibit 5.1). |
24.1*
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Power of Attorney |
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Incorporated by reference to Vanda
Pharmaceuticals Inc.s Registration
Statement on Form S-1, as amended (Reg. No.
333-139485). |
exv5w1
Exhibit 5.1
January 19, 2007
9605 Medical Center Drive
Suite 300
Rockville, Maryland 20850
Re: Registration Statement on Form S-1 Pursuant to
Rule 462(b) Ladies and Gentlemen:
We have examined the Registration Statement on Form S-1 to which this letter is attached as
Exhibit 5.1 (the Rule 462(b) Registration Statement) filed by Vanda Pharmaceuticals Inc. (the
Company) with the Securities and Exchange Commission (the Commission) pursuant to Rule 462(b)
promulgated under the Securities Act of 1933, as amended (the Securities Act), and relating to
the registration under the Securities Act of an additional 345,000 shares of the Companys Common
Stock (the Additional Shares) for an aggregate offering size of up to 4,370,000 shares of the
Companys Common Stock, including an over-allotment option granted by the Company to the
Underwriters to purchase up to 570,000 shares of the Companys Common Stock. The Rule 462(b)
Registration Statement to be used for the offer and sale of the Additional Shares is filed with the
Commission in connection with the offering described in the Registration Statement on Form S-1
(Registration No. 333-139485) filed with the Commission on December 19, 2006, as amended, which was
declared effective by the Commission on January 18, 2007.
As your counsel in connection with this transaction, we have examined the proceedings taken
and are familiar with the proceedings proposed to be taken by you in connection with the sale and
issuance of the Additional Shares.
It is our opinion that, upon completion of the proceedings being taken or contemplated to be
taken prior to the sale of the Additional Shares, the Additional Shares, when issued and sold in
the manner described in the Rule 462(b) Registration Statement and in accordance with the
resolutions adopted by the Board of Directors of the Company, will be legally and validly issued,
fully paid and non-assessable.
We consent to the use of this opinion as an exhibit to the Rule 462(b) Registration
Statement, and further consent to the use of our name wherever appearing in said Rule 462(b)
Registration Statement and in any amendment or supplement thereto.
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Very truly yours, |
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/s/ Gunderson Dettmer Stough
Villeneuve Franklin & Hachigian, LLP |
exv23w2
Exhibit 23.2
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
We hereby consent to the incorporation by reference in this Registration Statement on Form S-1
filed pursuant to Rule 462(b) of the Securities Act of 1933, as amended, of our report dated
February 15, 2006, except as to Note 8 as to which the date is April 12, 2006, relating to the
financial statements of Vanda Pharmaceuticals Inc., which appears in the Registration Statement on
Form S-1 (No. 333-139485) of Vanda Pharmaceuticals Inc. We also consent to the reference to our
firm under the heading Experts in this Registration Statement, as incorporated by reference from
the Registration Statement on Form S-1 (No. 333-139485) of Vanda Pharmaceuticals Inc.
/s/ PricewaterhouseCoopers LLP
McLean, Virginia
January 18, 2007