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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-A/A
(Amendment No. 1)
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR 12(g) OF THE
SECURITIES EXCHANGE ACT OF 1934
Vanda Pharmaceuticals Inc.
(Exact name of registrant as specified in its charter)
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Delaware
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03-0491827 |
(State of incorporation or organization)
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(I.R.S. Employer |
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Identification no.) |
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9605 Medical Center Drive, Suite 300, Rockville,
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Maryland 20850 |
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20850 |
(Address of principal executive offices)
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(Zip Code) |
Securities to be registered pursuant to Section 12(b) of the Act:
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Title of each class |
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Name of each exchange on which |
to be so registered |
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each class is to be registered |
Rights to Purchase Series A Junior Participating |
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Preferred Stock
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The NASDAQ Global Market |
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If this form relates to the registration of
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If this form relates to the registration of |
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a class of securities pursuant to Section
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a class of securities pursuant to Section |
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12(b) of the Exchange Act and is
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12(g) of the Exchange Act and is |
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effective pursuant to General
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effective pursuant to General |
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Instruction A.(c), please check the
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Instruction A.(d), please check the |
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following box. þ
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following box. o |
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Securities Act registration statement file number to which this form relates:
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Not applicable |
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(If Applicable) |
Securities to be registered pursuant to Section 12(g) of the Act: None
EXPLANATORY NOTE
This Form 8-A/A is being filed solely to update the Form 8-A to include the terms provided in
Amendment to Rights Agreement dated December 22, 2009 to Rights Agreement dated as of September
25, 2008 (the Amendment), between Vanda Pharmaceuticals Inc. (the Company) and American Stock
Transfer & Trust Company, LLC, as Rights Agent (the Rights Agent). A copy of the Amendment is
included as Exhibit 4 to this registration statement and is incorporated herein by reference.
THE REGISTRATION STATEMENT ON FORM 8-A DATED SEPTEMBER 25, 2008, AND RELATING TO THE RIGHTS TO
PURCHASE SERIES A JUNIOR PARTICIPATING PREFERRED STOCK OF THE COMPANY, IS HEREBY AMENDED AS
FOLLOWS:
Item 1. Description of Registrants Securities to be Registered.
THE FIRST PARAGRAPH IN ITEM 1 IS HEREBY AMENDED AND RESTATED AS FOLLOWS:
On September 25, 2008, based on, inter alia, the recommendation of the Nominating and
Governance Committee of Directors, the Board of Directors of Vanda Pharmaceuticals Inc. (the
Company) declared a dividend of one preferred share purchase right (a Right) for each
outstanding share of common stock, par value $0.001 per share, of the Company (the Common Stock).
The dividend is payable on October 25, 2008 to the stockholders of record on October 6, 2008 (the
Record Date). Each Right entitles the registered holder to purchase from the Company one
one-thousandth of a share of Series A Junior Participating Preferred Stock, par value $0.001 per
share, of the Company (the Preferred Stock) at a price of $66.00 per one one-thousandth of a
share of Preferred Stock (the Purchase Price), subject to adjustment. The description and terms
of the Rights are set forth in a Rights Agreement dated as of September 25, 2008, as the same may
be amended from time to time (the Rights Agreement), between the Company and American Stock
Transfer & Trust Company, LLC, as Rights Agent (the Rights Agent).
Item 2. Exhibits.
4. Amendment to Rights Agreement, dated as of December 22, 2009, between Vanda Pharmaceuticals
Inc. and American Stock Transfer & Trust Company, LLC, as Rights Agent.
SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the
registrant has duly caused this registration statement to be signed on its behalf by the
undersigned, thereto duly authorized.
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VANDA PHARMACEUTICALS INC. |
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Date: December 22, 2009
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By:
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/s/ Stephanie R. Irish |
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Name:
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Stephanie R. Irish |
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Title:
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Acting Chief Financial Officer and Treasurer |
exv4
Exhibit 4.6
AMENDMENT
TO
RIGHTS AGREEMENT
This Amendment to Rights Agreement (this Amendment) between Vanda Pharmaceuticals Inc., a
Delaware corporation (the Company), and American Stock Transfer & Trust Company, LLC, as Rights
Agent (the Rights Agent), is effective this 22nd day of December, 2009.
W I T N E S S E T H:
WHEREAS, on September 25, 2008 the Company and the Rights Agent entered into that certain
Rights Agreement between the Company and the Rights Agent (the Rights Agreement);
WHEREAS, the Company desires to amend the Rights Agreement pursuant to Section 27 thereof; and
WHEREAS, the Distribution Date (as defined in the Rights Agreement) has not yet occurred and
the Company has met all requirements for amendment of the Rights Agreement.
NOW, THEREFORE, in consideration of the premises and of the mutual agreements herein set
forth, the parties hereto agree as follows:
Section 1. Amendments.
(a) The first sentence of Section 7(b) of the Rights Agreement is deleted in its entirety and
replaced with the following:
The Purchase Price shall be initially $66.00 for each one
one-thousandth of a share of Preferred Stock purchasable upon the
exercise of a Right.
Section 2. Effect of this Amendment. It is the intent of the parties hereto that this
Amendment constitutes an amendment of the Rights Agreement as contemplated by Section 27 thereof.
This Amendment shall be deemed effective as of the date hereof upon execution and delivery by the
Company as if executed by both parties hereto on such date. Except as expressly provided in this
Amendment, the terms of the Rights Agreement remain in full force and effect. Unless the context
clearly provides otherwise, any reference to this Agreement or the Rights Agreement shall be
deemed to be a reference to the Rights Agreement as amended hereby.
Section 3. Counterparts. This Amendment may be executed in any number of counterparts
and each of such counterparts shall for all purposes be deemed to be an original, and all such
counterparts shall together constitute one and the same instrument.
Section 4. Governing Law. This Amendment shall be deemed to be a contract made under
the laws of the State of Delaware and for all purposes shall be governed by and construed in
accordance with the laws of such state applicable to contracts to be made and performed entirely
within such state.
Section 5. Severability. If any term, provision, covenant or restriction of this
Amendment is held by a court of competent jurisdiction or other authority to be invalid, illegal or
unenforceable, the remainder of the terms, provisions, covenants and restrictions of this Amendment
shall remain in full force and effect and shall in no way be affected, impaired or invalidated.
Section 6. Descriptive Headings. The captions herein are included for convenience of
reference only, do not constitute a part of this Amendment and shall be ignored in the construction
and interpretation hereof.
IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be duly executed as of
the day and year first above written.
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VANDA PHARMACEUTICALS INC. |
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By:
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/s/ Mihael H. Polymeropoulos |
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Name: Mihael H. Polymeropoulos |
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Title: President/CEO |
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AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC |
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By: |
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/s/ Herbert Lemmer |
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Name: Herbert Lemmer |
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Title: Vice-President |